United States v. Collins, 2002 DSD 35

UNITED STATES OF AMERICA,
Plaintiff,
v.
ANTHONY COLLINS,
Defendant.
[2002 DSD 35]

United States District Court
District of South Dakota—Central Division
CR. 2002-30097-02

MEMORANDUM OPINION AND ORDER

Jay Miller, US Attorney's Office, Pierre, SD
Attorney for Plaintiff.

Edward Albright, Federal Public Defender's Office, Pierre, SD
Attorney for Defendant.

Filed Dec 11, 2002

Moreno, Mark A., U. S. Magistrate Judge

I.

[¶1] Defendant, Anthony Collins (Collins) filed a Motion for Severance of Defendants for Trial, and supporting Memorandum of Law, on November 26, 2002, Docket Nos. 39, 40. Attached to Collins’ Memorandum is a copy of the statements made by Co- Defendant Misty High Bear (High Bear) to law enforcement officers on September 19, 2002, which refer or relate to the allegations contained in the Indictment. High Bear has not joined in Collins’ Motion nor has she moved separately for severance. After considering the Motion in light of the records on file and the totality of the circumstances present, the Court concludes that the Motion should be denied.

II.

[¶2] The pertinent facts and procedural history can be briefly stated. On or about September 12, 2002, in Eagle Butte, South Dakota, Collins and High Bear are alleged, either individually and/or as aiders and abettors, to have unlawfully entered and remained in the residence of Alan Traversie, and assaulted Danielle Traversie (Danielle) with brass knuckles and shod feet. According to the investigative report that Collins submitted with his Motion, High Bear admitted to FBI Agent Thomas Jones and Detective Larry LeBeau of the Cheyenne River Sioux Tribe, that she went to the Traversie residence, was allowed inside, walked to a back bedroom and punched Danielle in the face. No where in the report or in her statement does High Bear mention Collins being at the residence when the assault took place.

[¶3] High Bear and Collins were indicted conjointly on burglary and assault charges. Docket Nos. 1 and 29. They both entered not guilty pleas and a jury trial is scheduled for January 7, 2003, Docket No. 23.

III.

[¶4] In his Severance Motion, Collins claims that he would be “prejudiced by a joinder of the defendants for trial because High Bear gave a statement in which she admitted to the assault of the alleged victim, and such statement [when] combined with other witness testimony that Collins was present would incriminate Collins on the burglary charge.” Docket No. 39 at 1. He further claims that “[i]f High Bear’s statements were introduced at trial and she did not take the witness stand [he] would be denied his right to confront and cross-examine her in violation of the Confrontation Clause of the Sixth Amendment of the United States Constitution.” Id.

IV.

[¶5] In Bruton v. United States, 391 US 123 (1968), the Supreme Court held that the Confrontation Clause was violated when a confession of one defendant implicating another defendant was placed before the jury at the defendants’ joint trial and the confessing defendant did not take the witness stand and was therefore not subject to cross-examination. 391 US at 126, 137. In so holding, the Court made clear that the Sixth Amendment violation was not cured by the giving of a cautionary instruction that the confession was to be considered only as evidence against the confessing defendant. Id. at 128-29, 135-37. 

[¶6] Almost two decades later, the Supreme Court in Richardson v. Marsh, 481 US 200 (1987), declined to extent the Bruton rule. Instead, it held that the Confrontation Clause was not violated by the admission of a non-testifying co-defendant’s confession that was redacted to eliminate the defendant’s name and any other reference to the defendant’s existence. 481 US at 206-11. In Richardson, the evidence introduced after the co- defendant’s redacted statement caused the statement to inculpate the defendant. Id. at 203- 04. The Court found, however, that such “contextual” incrimination did not violate the rule in Bruton because a jury was likely to obey a cautionary instruction to consider the statement itself as evidence only against the confessing defendant. Id. at 208-09.

[¶7] Just recently, the Supreme Court revisited the applicability of Bruton’s protective rule to the redacted confession of a co-defendant. In Gray v. Maryland, 523 US 185 (1998), the Court held that a confession which substituted blanks and the word “delete” for the co- defendant’s proper name fell within the scope of the Bruton rule. 527 US at 197. 

V.

[¶8] Unlike the situation in Bruton, where the co-defendant’s confession expressly implicated the defendant as his accomplice, High Bear’s testimony here is not incriminating on its face, but only will become so when linked with other evidence to be introduced at trial. Where the necessity of such linkage is involved, there is not the overwhelming probability of jurors being unable to disregard incriminating inferences that is the foundation for the Bruton rule. Richardson, 481 US at 208; United States v. Logan, 210 F3d 820, 822 (8th Cir.) (en banc), cert. denied, 531 US 1053 (2000). In addition, from a practical standpoint, if the rule in Bruton is extended to confessions that incriminate by connection and linkage (as in this case), it would be difficult, if not impossible, to predict the admissibility of confessions in advance of trial. Richardson, 481 US at 208-09. Thus, under Richardson, High Bear’s statements are admissible if and when a proper limiting instruction is given and Collins’ identity is redacted to eliminate not only his name, but any reference to his existence. 481 US at 211; Logan, 210 F3d at 821-23.{fn1} Assuming this is done here, severance is not obligatory under the Confrontation Clause. See United States v. McGuire, 45 F3d 1177, 1187 (8th Cir.) (“the Confrontation Clause is not violated by the admission into evidence of a non-testifying co-defendant’s admission of a crime so long as a proper limiting instruction is given and the admission does not refer to the defendant.”), cert denied, 515 US 1132 (1995); United States v. Miller, 995 F2d 865, 866-67 (8th Cir.), cert. denied, 512 US 1018 (1993) (no error in the refusal to sever a co-defendant’s trial where redacted version of out-of-court statement made by co-defendant was admitted). 

VI.

[¶9] In any event, the Court is satisfied that based on the record before it, severance is not necessary.

[¶10] Fed. R. Crim. P. 8(b) provides that two defendants may be charged in the same indictment “if they are alleged to have participated in the same act or same transaction or in the same series of acts or transactions constituting an offense or offenses.” See generally Zafiro v. United States, 506 US 534, 537 (1993). A court may grant severance “[i]f it appears that a defendant ... is prejudiced by a joinder.” Fed. R. Crim. P. 14. 

[¶11] In general, persons who are jointly indicted on similar evidence from the same or related event should be tried together. United States v. Bordeaux, 84 F3d 1544, 1547 (8th Cir. 1996); United States v. Adkins, 842 F2d 210, 211 (8th Cir. 1988). To warrant severance, a defendant must show “real prejudice”, that is, “something more than the mere fact that he would have had a better chance for acquittal had he been tried separately.” United States v. Oakie, 12 F3d 1436, 1441 (8th Cir. 1993) (quoting Adkins, 842 F2d at 211-12). The question of whether a denial of a severance motion results in “clear or real prejudice” turns in large part on whether a jury is able to compartmentalize the evidence against each defendant. Bordeaux, 84 F3d at 1547; United States v. Blum, 65 F3d 1436, 1444 (8th Cir. 1995), cert. denied, 516 US 1097 (1996). 

[¶12] The mere fact that two defendants may have potentially antagonistic defenses and that hostility may result if one defendant attempts to save himself at the expense of the other is not sufficient grounds to require severance. Bordeaux, 84 F3d at 1547; United States v. Shivers, 66 F3d 938, 940 (8th Cir.), cert. denied, 516 US 1016 (1995). Likewise, the fact that one of the co-defendants may try to shift the blame to the other does not mandate separate trials. Bordeaux, 84 F3d at 1547; United States v. Johnson, 944 F2d 396, 402-03 (8th Cir.), cert. denied, 502 US 1008 (1991).

[¶13] This does not appear to be a complex case or one in which a jury is likely to be confused and incapable of properly “compartmentalizing” the evidence. See Bordeaux, 84 F3d at 1547; Blum, 65 F3d at 1444; Jones, 880 F2d 55, 63 (8th Cir. 1989). Indeed, the case involves two distinct defendants, both of whom are charged with committing, as principals or as aiders and abettors, the same three offenses. See McGuire, 45 F3d at 1187. Any assumed disparity in the evidence, where, for example, certain evidence is admissible against High Bear but not Collins, does not compel the granting of Collins’ severance Motion in this instance. See Bordeaux, 84 F3d at 1547; McGuire, 45 F3d at 1187; see also United States v. Lyles, 593 F2d 182, 190 (2d Cir.), cert. denied, 440 US 972 (1979). Nor is Collins entitled to severance simply because the Government’s evidence may be more damaging against High Bear than him. See United States v. Garcia, 785 F2d 214, 220 (8th Cir.), cert. denied, 475 US 1143 (1986). 

[¶14] The Court believes that there are no overriding reasons or unique circumstances present to warrant the granting of a separate trial to Collins. This, coupled with the Court’s view that a joint trial will not compromise any of Collins’ rights or result in actual prejudice, or have a substantial and injurious effect or influence on the jury’s verdict, see Zafiro, 508 US at 539-41; United States v. Lane, 474 US 438, 449 (1986); United States v. Ortiz, No. 00-4082WM, 00-4083WM, 01-1138WM, 2002 WL 31454772 at *21 (8th Cir. Nov. 5, 2002), makes clear that severance is not required.

VII.

[¶15] Accordingly, it is hereby

[¶16] ORDERED that Collins’ Motion for Severance of Defendants for Trial, Docket No. 39, shall be and is denied except as to the extent that it seeks to have High Bear’s statements redacted in accordance with Richardson.{fn2}

Footnotes

1. As to whether a co-defendant’s name can be replaced with a pronoun or similarly neutral word, the Eighth Circuit and other courts have consistently upheld this practice as long as the redacted confession or admission does not facially incriminate or lead the jury directly to a non-testifying defendant’s co-defendant. See United States v. Edwards, 159 F3d 1117, 1124-26 (8th Cir. 1998) (use of “we”, “they”, “someone” and “others”), cert. denied, 528 US 825 (1999); United States v. Jones, 101 F3d 1263, 1270 & n. 5 (8th Cir. 1996) (“we” and “they”), cert. denied,; United States v. Williams, 936 F2d 698, 700-01 (2d Cir. 1991) (“another guy”); United States v. Briscoe, 896 F2d 1476, 1502 (7th Cir.) (“we”), cert. denied, 498 US 863 (1990); United States v. Garcia, 836 F2d 385, 390-91 (8th Cir. 1987) (“someone”). 

2. In denying Collins’ Motion, the Court believes that the Supreme Court’s decisions in Gray and Lilly v. Virginia, 527 US 116 (1999) are distinguishable from the case at hand and/or that the pitfalls found in them can be avoided by following the dictates of Richardson. See Logan, 210 F3d at 821-23; see also, Edwards, 159 F3d at 1125-26. Redaction under Richardson, though, should be reciprocal; that is, High Bear’s statements, and those made by Collins, if any, should all be redacted so that their Sixth Amendment right to confrontation is not infringed. 

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