Ethics Opinions
Indexed By Rule
Chapter 7 - Information about Legal Services
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Rule 7.1. Communications Concerning a Lawyer's Services
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Ethics Opinion 2007-9
Subject: Use of a service mark on a law firm letterhead and in advertisements,
and shortening of the firm name.
Summary: Statements used in advertising and on firm disclosures must not
mislead or raise the level of expectation in regard to the results the Lawyer
can achieve.
- Ethics Opinion 98-10
Subject: Internet Referral Service; Advertising, Fee Division, Assisting in
Unauthorized Practice
Summary: South Dakota lawyer may not participate in an Internet Referral
Service taking an advertising fee and a share of legal fees to refer cases to South Dakota
lawyer and provide no legal services.
- Ethics Opinion 97-5
Subject: Advertisements; Letterhead; Firm name; Use of retiring
firm member name
Summary: Firm name may include retired member's name but if the
individuals' name is listed on the letterhead, it must indicate the member is retired.
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Rule 7.2. Advertising
- Ethics Opinion 98-10
Subject: Internet Referral Service; Advertising, Fee Division, Assisting in
Unauthorized Practice
Summary: South Dakota lawyer may not participate in an Internet Referral
Service taking an advertising fee and a share of legal fees to refer cases to South Dakota
lawyer and provide no legal services.
- Ethics Opinion 97-5
Subject: Advertisements; Letterhead; Firm name; Use of retiring
firm member name
Summary: Firm name may include retired member's name but if the
individuals' name is listed on the letterhead, it must indicate the member is retired.
- Ethics Opinion 96-11
Subject: Advertisements; Contingent fee agreements
Summary: When advertising contingent fees, disclosure of how fees are
computed and that client will bear expenses must be specific and conspicuous.
- Ethics Opinion 96-2
Subject: Advertising, Telephone directory, Multi-state practice, Contingent fees.
Summary: An attorney advertises contingent fees in yellow pages of
another state. Ad does not violate South Dakota Rules of professional conduct if it
complies with the state of origin's rules with regard to advertising and solicitation and
the attorney has a reasonable expectation that the directory will not be disseminated in
South Dakota.
- Ethics Opinion 95-13
Subject: Advertisements; Yellow pages; Direct mail solicitation
Summary: An attorney can send copies of his advertising in the yellow
pages to non-clients without any further information as long as the original directory
advertising complies with the rules regarding advertising and direct contact.
- Ethics Opinion 95-12
Subject: Client referral; Solicitation; Legal services plan
Summary: An attorney may not accept an offer to become a participant in a
club providing legal referrals to the attorney, including an agreement that the attorney
must sign regulating fees charged to club members, other referrals, acceptance of clients.
EO 92-19.
- Ethics Opinion 94-8
Subject: Advertising of Arbitration Services by out of state lawyer
Summary: Attorney may solicit clients by direct mail provided it is
clearly labeled "Advertising Material" and provide a copy to the State Bar 30
days in advance.
- Ethics Opinion 92-2
Subject: Lawyer advertising; Payments by credit cards.
Summary: Ethics rules do not prohibit discreet mention in lawyer
advertisement that credit card payment is accepted.
- Ethics Opinion 90-3
Subject: Advertising; Referrals
Summary: Attorneys cannot purchase exclusive rights to receive referrals
from an "Attorney Hotline" that advertises on television. To the extent such
advertisement is permissible, it must also contain the attorney's name.
- Ethics Opinion 88-4
Subject: Fee Splitting; Conflicts of Interest
Summary: An attorney cannot split a fee with a non-lawyer for legal work
performed by the lawyer for a mutual client. Such a relationship creates a conflict of
interest unless waived by the client.
- Ethics Opinion 87-2
Subject: Advertising
Summary: The authorship for publication in a newspaper of a "legal
notes" column for public information is permissible if such column does not provide
specific advice for precise factual circumstances. Other safeguards are advisable.
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Rule 7.3. Direct Contact with Prospective Clients
- Ethics Opinion 95-13
Subject: Advertisements; Yellow pages; Direct mail solicitation
Summary: An attorney can send copies of his advertising in the yellow
pages to non-clients without any further information as long as the original directory
advertising complies with the rules regarding advertising and direct contact.
- Ethics Opinion 95-12
Subject: Client referral; Solicitation; Legal services plan
Summary: An attorney may not accept an offer to become a participant in a
club providing legal referrals to the attorney, including an agreement that the attorney
must sign regulating fees charged to club members, other referrals, acceptance of clients.
EO 92-19.
- Ethics Opinion 94-8
Subject: Advertising of Arbitration Services by out of state lawyer
Summary: Attorney may solicit clients by direct mail provided it is
clearly labeled "Advertising Material" and provide a copy to the State Bar 30
days in advance.
- Ethics Opinion 88-3
Subject: Solicitation; Advertisement.
Summary: An attorney may not sponsor a seminar in which he/she is the
exclusive program in which he/she gives advice to specific problems of individual
participants and emphasizes his/her own personal expertise or reputation.
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Rule 7.4. Communication of Fields of Practice
- Ethics Opinion 95-12
Subject: Client referral; Solicitation; Legal services plan
Summary: An attorney may not accept an offer to become a participant in a
club providing legal referrals to the attorney, including an agreement that the attorney
must sign regulating fees charged to club members, other referrals, acceptance of clients.
EO 92-19.
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Rule 7.5. Firm Names and Letterheads
-
Ethics Opinion 2007-9
• Subject: Use of a service mark on a law firm letterhead and in advertisements,
and shortening of the firm name.
• Summary: Statements used in advertising and on firm disclosures must not
mislead or raise the level of expectation in regard to the results the Lawyer
can achieve.
- Ethics Opinion 97-5
Subject:
Advertisements; Letterhead; Firm name; Use of retiring firm
member name
Summary: Firm name may include retired member's name but if the
individuals' name is listed on the letterhead, it must indicate the member is retired.
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